Sebi imposed a Rs 10 lakh penalty on Axis Securities for rule violations and improper client fund handling. Axis Securities ...
In an 82-page order, Sebi found that Axis Securities failed to follow regulatory procedures in several areas, including ...
SEBI proposes to expand QIB definition for angel funds, allowing more accredited investors to participate in private ...
Sebi has penalized Axis Securities Rs 10 lakh for violating stock broker rules, including reporting discrepancies, improper ...
The people currently under consideration include department of economic affairs secretary Ajay Seth, Sebi whole-time member ...
NSDL and CDSL, in partnership with SEBI, have introduced the Unified Investor Platform mobile app for investors to ...
The order came after Sebi conducted an investigation into the trading activities of Siddharth Shriram, promoter and special ...
Under the Companies Act, 2013, private placements are limited to 200 investors, excluding QIBs. By including AIs within QIBs for Angel Fund investments, SEBI intends to facilitate broader ...
The Securities and Exchange Board of India (Sebi) has taken proactive steps to address the "root cause" behind the surge in mutual fund (MF) scheme launches, said Chairperson Madhabi Puri Buch on ...
Sebi has fined Axis Securities Rs 10 lakh for regulatory breaches, including misreporting and client fund mishandling. The ...
The markets regulator has asked brokers to bring the charter to the notice of their clients by disclosing it on their respective websites, making them available at prominent places in the office, and ...
The mid- and small-cap segments, which outpaced large-caps for much of FY24, have recently suffered a sharp sell-off. The ...