Former Merrill Lynch broker James Iannazzo, who was fired in 2022 after his tirade at a smoothies shop in Connecticut went ...

Here’s our weekly roundup of the most-read articles at Barron’s Advisor.

Merrill Lynch received initial approval for a nearly $20 million settlement over race bias claims brought by a class of Black ...

Both brokerage firms moved a customer’s uninvested cash from a brokerage account into an interest-bearing account, violating ...

The industry's self-regulator fined James Iannazzo $50,000 and suspended him for two years for violating what one dissenting panel member said was a "catch-all" Finra rule.

The two-decade veteran, whose career also includes a stint at Merill Lynch, will help shape strategy for the Google ...

If you’re looking to John Davi to provide hot stock picks, you’ve come to the wrong asset manager. A son of Sicilian ...

Jan 17 (Reuters) - Merrill Lynch and two Wells Fargo advisory firms have agreed to pay a combined $60 million in civil penalties to settle U.S. Securities and Exchange Commission charges over ...

Two Wells Fargo-affiliated investment advisers and Merrill Lynch agreed to pay $60 million, while LPL Financial agreed to pay $18 million.

At this NYC advisory, preserving wealth takes precedence over hitting home runs. Firm: Merrill Private Wealth Management ...