The U.S. Securities and Exchange Commission filed an enforcement action alleging the Chicago-based firm tried to cover up ...

According to the commission, the firm attempted to cover up “allegedly fraudulent conduct” by several reps who solicited ...

In a letter to Acting SEC Chair Mark Uyeda, the Chicago-based firm called the recent complaint a retaliation and cited ...

The timing of the SEC's charges against Arete, filed on the last weekday of President Joe Biden's administration, may have obscured the allegations from larger notice amid so many actions that day.

KlaymanToskes is investigating Arete Wealth Management and Arete Wealth Advisors on behalf of investors who were misled into purchasing unapproved Zona Energy Inc. investments. According to a ...

Arete IR, a Florida-based cyber incident response firm that’s known for its handling of ransomware cases on behalf of clients, has confirmed it has laid off an unspecified number of employees ...

Asia hedge funds rebounded in 2024, with many posting double-digit gains as China stocks recovered, Japan’s equity rally hit new heights and some managers reached further afield for profitable trades.