A prospectus is an official document filed with the Securities and Exchange Commission (SEC) that offers details about an investment being offered to the public for purchase. The prospectus is a legal ...
Hello everyone. I hope you're doing well and enjoying this summer some beautiful days out there for sure. Well this week's subject is how to read *** mutual fund perspectives. Alright, don't go to ...
You may have known of it as the “Fiduciary” Rule, but the technical name for the Department of Labor’s attempt to discourage conflicted fees was the “Conflict of Interest” Rule. “Fiduciary” received ...
Ultra-short bond funds invest in short-term fixed-income instruments, typically under one-year maturities, offering higher ...
The staff of the SEC Division of Investment Management (the “Staff”) recently issued an Accounting and Disclosure Information statement summarizing its views regarding certain matters related to the ...
On August 5, 2020, the Securities and Exchange Commission (SEC) proposed amendments to the disclosure framework for mutual funds and exchange-traded funds (ETFs) and to the advertising rules ...
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