A prospectus is an official document filed with the Securities and Exchange Commission (SEC) that offers details about an investment being offered to the public for purchase. The prospectus is a legal ...

On August 5, the SEC proposed what it called “comprehensive modifications to the mutual fund … disclosure framework.” These modifications involve: Annual and semiannual shareholder reports; Form-N-CSR ...

Hello everyone. I hope you're doing well and enjoying this summer some beautiful days out there for sure. Well this week's subject is how to read *** mutual fund perspectives. Alright, don't go to ...

You may have known of it as the “Fiduciary” Rule, but the technical name for the Department of Labor’s attempt to discourage conflicted fees was the “Conflict of Interest” Rule. “Fiduciary” received ...

A mutual fund pools money from its shareholders and invests in stocks, bonds or short-term debt. Mutual funds are managed by professional investment advisors who ensure that the fund's portfolio ...

On March 11, 2020, the Securities and Exchange Commission (“SEC” or “Commission”) adopted a new prospectus disclosure framework, including new rules, rule amendments and registration statement form ...