Brian T. Horowitz is a writer and editor covering enterprise IT, innovation and the intersection of technology and healthcare. Compliance regulations are constantly changing, and organizations are ...
Compliance management software enables banks, insurance companies and investment firms to stay aligned with legal and ...
Regulatory compliance is an important factor across industries. It encompasses adherence to laws, regulations, guidelines, and specifications relevant to a particular business operation. Failure to ...
RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...
BasisCode Compliance is the industry's broadest set of integrated software that improves compliance management for investment advisors, broker-dealers, compliance consultants, law firms and other ...
LAFAYETTE, Colo. – February 18, 2020 – KPA, a leading software, consulting services, and training provider for Environment, Health & Safety (EHS) and Workforce Compliance solutions, announced today ...
DUBLIN--(BUSINESS WIRE)--MyComplianceOffice Ltd. (“MCO”), a company focused on creating valued compliance solutions for financial services, is pleased to announce the acquisition of Governor Software, ...
OMAHA, Neb. & ATLANTA--(BUSINESS WIRE)--End-to-end wealthtech powerhouse Orion Advisor Solutions is strengthening its compliance technology offering for clients by acquiring BasisCode Compliance, LLC, ...
NAVEX (the 'Company”), a leading global provider of ethics, risk and compliance management software, announced today that Goldman Sachs Alternatives has completed the acquisition of a majority stake ...
Some results have been hidden because they may be inaccessible to you
Show inaccessible results
Feedback