Stifel Financial's (NYSE:SF) total clients assets rose 2% M/M and 15% Y/Y to $489.2B at the end of August, driven by solid ...
Barry Bannister, Stifel chief equity strategist, joins CNBC's 'Power Lunch' to discuss market outlooks, where he sees the S&P ...
In a report released today, Ian Gillies from Stifel Nicolaus maintained a Buy rating on Algoma Steel Group (ASTL – Research Report), with ...
In a report released today, Chris O`Cull from Stifel Nicolaus maintained a Hold rating on Wendy’s (WEN – Research Report), with a ...
Stifel and Invesco will pay $35 million each to settle SEC charges that the firms failed to properly retain reps’ off-channel ...
The investment bank recently announced that it has entered into a non-binding commitment for a debt financing of the B. Riley ...
In latest SEC investigation, 11 firms will pay more than $88 million to settle charges related to off-channel texting ...
With Alex David leaving Stifel, what does that say about the independent brokerage business there,” asks one brokerage executive.
US regulators levied more than $118 million in penalties against several financial firms for failing to keep employees’ ...
The SEC’s crackdown on texting and the use of unauthorized messaging apps has continued with 12 municipal advisors being charged more than $1.3 million in combined fines, as well as six nationally ...
Stifel Financial Corp. SF is in discussion with B. Riley Financial to acquire its wealth management business for more than $100 million. This was reported by Reuters, citing a source familiar with ...
According to SEC Enforcement Director Gurbir Grewal, Qatalyst Partners did not have to pay a monetary penalty because it self-reported the results of its investigation.